Compliance Administrator

Eames Consulting are currently supporting a growing Wealth Manager looking to appoint a Compliance Administrator into a growing team.

Responsibilities:

• Promote and support client best-interest outcomes in all work.
• Comply with all policies and procedures.
• Take ownership of individual performance and identify personal development needs.
• Provide administrative support to the Firm & Adviser Supervision Team.
• Assist colleagues and the wider business by sharing knowledge when required.
• Maintain awareness of and comply with all regulatory responsibilities, keeping positive consumer outcomes at the centre of activities.
• Undertake continuous professional development (CPD) to maintain and enhance skills and knowledge.
• Ensure compliance with data protection requirements and relevant OPGL policies.
• Champion and support the delivery of positive client outcomes aligned with the Client Best Interest policy.
• Consistently follow company policies, procedures, and governance requirements.

Requirements:

• Previous experience in a business administration role (financial services experience preferred).
• Confident, methodical, and well organised, with the ability to communicate effectively at all levels and across a range of channels.

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