About the Company
OCR Alpha is partnered with a highly regarded investment manager looking to hire an experienced Compliance Advisory professional to support a fast-growing trading business.
About the Role
The role sits close to the investment teams, providing day-to-day regulatory and trading advice across a broad range of products and strategies. They’re looking for someone who enjoys solving problems, partnering with traders and making commercial decisions rather than operating in a narrow specialist remit.
Responsibilities
- Front office compliance advisory
- Trading and market conduct queries
- Regulatory interpretation
- New product and business initiatives
- Cross-border trading considerations
- Policies and governance
Qualifications
The team is open on product background, although experience supporting futures or broader listed derivatives would be particularly interesting.
Required Skills
Candidates could come from a hedge fund, investment bank or asset manager, although experience supporting an active trading environment is key.
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