I am working with a highly regarded hedge fund seeking a sharp and commercially minded Trading Compliance Advisor to partner directly with the trading and portfolio management teams.
This is a high-impact advisory role, not a box-ticking function. You will be embedded within the business, providing real-time guidance on trading activity, regulatory obligations, and market conduct across a broad range of asset classes.
Coverage
- Advise traders and PMs on FCA, MAR, MiFID II, and EMIR obligations in real time
- Monitor trading activity and flag potential market abuse, front-running, or conduct concerns
- Design and maintain compliance policies, procedures, and training for trading staff
- Liaise with regulators, prime brokers, and counterparties on compliance matters
- Support new product launches and strategy approvals from a regulatory perspective
- Manage trade reporting obligations and ensure accurate regulatory submissions
What we’re looking for
- 7+ years in a trading compliance or regulatory role, ideally within a hedge fund, asset manager, or investment bank
- Strong working knowledge of FCA rules and relevant EU/UK market regulation
- Experience across equities, derivatives, fixed income, or multi-asset environments
- Ability to build trusted relationships with traders, credible, pragmatic, and solutions-focused
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