Role
The Role:
The Risk Consultant (RC) is the risk specialist who drives and advocates an outstanding risk function to ensure that our SJP Wealth Partner Practices grow safely using a forward-looking, data-led approach to Risk Management. They are also responsible for completing a programme of Risk management activities such as Regulatory Reviews and identifying Partner and SJP Risks.
Role
This job is with St. James’s Place, an inclusive employer and a member of myGwork – the largest global platform for the LGBTQ+ business community. Please do not contact the recruiter directly. The Role:
The Risk Consultant (RC) is the risk specialist who drives and advocates an outstanding risk function to ensure that our SJP Wealth Partner Practices grow safely using a forward-looking, data-led approach to Risk Management. They are also responsible for completing a programme of Risk management activities such as Regulatory Reviews and identifying Partner and SJP Risks.
What Will You Be Doing
- Complete Partner Engagement Programmes & Firm Reviews on an annual and ad-hoc basis.
- Influence Partner Practices to implement regulatory change and navigate regulation and internal risk process
- Use expert knowledge of the risks posed and collaborate closely with the Partnership to conclude issues including:
- Utilise available data to identify trends and emerging issues.
- Advance breaches that require investigation to the 2nd Line investigation team.
- Coordinate the implementation of corrective AR actions to prevent recurrence.
- Work closely with 1st line teams, including Supervision, Academy, Early Years and Business Partnering to provide risk expertise and guidance.
- Assist with internal audits, investigation lessons learnt exercises and internal oversight reviews to maintain appropriate procedures.
Essential Criteria
- CII Level 4 Diploma in Financial Planning or the commitment to acquire once successful
- Understanding of financial services regulations, risk frameworks, and the ability to interpret and apply complex regulatory requirements
- Proven ability to interpret Risk data, financial information, and management reports to detect trends, highlight risks, and drive appropriate solutions
- Demonstrable knowledge of proactively prioritising and leading multiple stakeholders with a risk or highly regulated environment or industry
Desirable Criteria
- Knowledge of Salesforce CRM
- Coaching or mentorship experience in a Risk environment
- Commercial understanding & balanced risk oversight that supports business growth
Special Requirements
- Ability and willingness to travel to our UK Partnership and Business Locations on occasion
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