A growing UK financial planning business is seeking a Compliance Associate to join its compliance team. This generalist role involves supporting financial advisers and ensuring regulatory compliance. Key responsibilities include conducting file reviews, providing feedback, and assisting with compliance monitoring. The ideal candidate should have experience in compliance, a strong understanding of UK regulatory requirements, and effective communication skills. It’s an excellent opportunity for someone looking to broaden their compliance expertise in a supportive environment.#J-18808-Ljbffr…
