Regulatory Compliance Manager (Wealth & Trading)

Regulatory Compliance Manager – Role Overview

We are looking for an experienced Regulatory Compliance Manager to safeguard our operations and ensure compliance in a rapidly evolving regulatory landscape.

You’ll provide 2LoD compliance advisory oversight for a high‑growth trading entity to ensure we meet our regulatory requirements and deliver good customer outcomes.

Responsibilities

• Advising a complex and global investment firm on a wide remit of specialisations, including SMCR, third‑party risk management and remuneration.
• Providing 2LoD oversight and reviews of policies, procedures and standardised risk controls.
• Reporting management information to internal compliance committees, as appropriate.
• Delivering the training programme to enhance and embed the UK regulatory regime across the entity.

Qualifications

• 3+ years of experience in compliance advisory with demonstrable experience in the FCA Handbook.
• Experience in a UK‑regulated bank or investment firm.
• Experience building and maintaining policies and procedures for a UK bank or UK investment firm.
• A solid understanding of the interplay between compliance risk and business risk.
• A solution‑oriented mindset that facilitates solving complex regulatory problems to deliver good customer outcomes.
• The ability to communicate positively with members of various internal teams and regulators.
• Exceptional analytical, communication and interpersonal skills.
• The ability to provide clear, concise and timely advice when dealing with ambiguity.

Equal Employment Opportunity

We encourage applications from people with diverse backgrounds and experiences. Revolut is an equal‑opportunity employer and complies with all relevant employment laws.

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