Compliance Analyst

Overview

UK Compliance Analyst. Reporting to the ARCAS Compliance Officer and based in London. Utilising a hybrid working pattern with a minimum of 3 days per week in the office. Experience of the Lloyd’s of London (re)Insurance Market is preferred. Working closely with the Global Risk & Compliance Team to provide Compliance support, acting as a business advisor and enabler.

Responsibilities

• Assisting with advice on and drafting of business documentation, to include but not limited to TOBAs, NDAs, Confidentiality Agreements, related contractual or insurance documents.
• Responsibility for updating internal Compliance records, databases and systems.
• Compile, collate and prepare Compliance data and MI to be used across a range of required reporting and governance.
• Assisting with the successful delivery and execution of the Compliance Monitoring plan.
• Preparing, updating and assisting with delivery of training and education on key regulatory issues and Company policies.
• Assisting with Financial Crime prevention activities as required.
• Assisting with advising on licensing requirements to ensure that the business is permitted to transact and / place business in specific market / jurisdictions.
• Keeping up to date with regulatory developments and communications via horizon scanning of pertinent material.
• Management of the Compliance shared inbox as required.

Qualifications

• Professional approach with a strong desire to learn.
• Strong analytical, research, reporting and organisational skills.
• Compliance experience gained within Insurance or Capital Markets.
• Basic understanding of capital markets, and relevant regulatory frameworks (e.g., MiFID II, MAR and related conduct rules)
• Ability to handle a varied workload.
• Working knowledge of current and possible future policies, practices, trends, technology, and information affecting business and organisation.
• Proficiency in MS Office 365 applications.

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