Senior Compliance Advisory Manager

Senior Compliance Advisory Manager – Fixed Income

Location: London (City)Salary: £110,000 – £135,000 + Bonus + Excellent BenefitsHybrid: 4 days office / 1 day home

The Role

Reporting to the Head of Compliance Advisory, you will provide trusted regulatory advice across Fixed Income businesses while also supporting a wider range of wholesale banking activities including operational and post‑trade functions.

• Providing day‑to‑day compliance advisory support to Fixed Income businesses.
• Advising on UK regulatory requirements across wholesale banking activities.
• Supporting governance, policies, procedures and regulatory risk assessments.
• Delivering compliance training and regulatory guidance to business stakeholders.
• Advising on new products, business initiatives and regulatory change.
• Supporting transaction reporting, post‑trade and operational compliance matters.
• Providing guidance on US regulatory requirements including Swap Dealer and Volcker Rule obligations where applicable.
• Working closely with senior stakeholders across Front Office, Operations, Legal and Risk.

About You

The successful candidate is likely to have:

• Advisory Compliance experience within an investment bank or wholesale financial institution.
• Strong knowledge of Fixed Income products and markets.
• Experience supporting Front Office businesses as a trusted compliance adviser.
• Broad regulatory knowledge across wholesale banking rather than a purely specialist or surveillance‑focused background.
• Experience drafting policies, conducting risk assessments and delivering regulatory training.
• Strong stakeholder management skills with a proactive, hands‑on approach.

Exposure to US regulatory frameworks (including Swap Dealer or Volcker Rule requirements) would be advantageous but is not essential.

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