Compliance Manager – Regulatory Advisory

Company: Broadgate
Apply for the Compliance Manager – Regulatory Advisory
Location: Greater London
Job Description:

Compliance Manager – Regulatory AdvisoryLondon

We are partnering with a high-growth consultancy expanding its Regulatory Compliance Advisory practice and seeking a talented Compliance Manager to join its London team.

This is an excellent opportunity for an experienced compliance professional looking to broaden their exposure in a client-facing advisory environment. You will work closely with clients across a range of regulatory projects, providing practical compliance support and helping firms respond to evolving UK regulatory requirements.

Key Responsibilities

  • Provide regulatory compliance support and advisory services to clients across retail banking and consumer credit sectors
  • Interpret and apply UK regulatory requirements including FCA Handbook, Consumer Duty, CONC, SYSC, and wider conduct standards
  • Support the review and enhancement of compliance frameworks, policies, procedures, and controls
  • Deliver regulatory change projects, including gap analysis, implementation support, and impact assessments
  • Build strong relationships with clients and internal colleagues across multiple engagements
  • Contribute to proposals, business development activity, and wider team growth initiatives

Key Skills & Experience

  • Experience in a compliance, risk, or regulatory advisory role within:
    • Retail Banking, and/or
    • Consumer Credit / Lending
  • Good understanding of UK regulatory frameworks, particularly FCA requirements
  • Knowledge of key topics including Consumer Duty, SMCR, conduct risk, governance, and customer outcomes
  • Strong stakeholder management and communication skills

Posted: April 18th, 2026