Posting Description
Weu2019re hiring for a Compliance Monitoring Manager to support our growing Compliance team!
To keep up with our growth in the UK and Ireland, weu2019re looking for a dedicated Compliance Monitoring Manager to design and execute risk-based compliance monitoring across NFP Group providing senior management with insight and information on the Groupu2019s compliance with applicable FCA and CBI requirements. You will provide support for all business lines (Commercial Insurance, Employee Benefits and Financial Planning) in both the UK and ROI. The ideal candidate will have extensive knowledge of FCA/CBI requirements and guidance, relevant compliance qualifications and experience of designing and delivering compliance monitoring activity.
Weu2019re looking for someone with:
Extensive knowledge of FCA/CBI regulation in respect of insurance distribution, Financial Planning and employee benefits activities in particular knowledge of SYSC, PROD, COBS, ICOBS, DISP, Consumer Duty, Consumer Protection Code (CBI)
Ability to interpret FCA/CBI regulation and determine suitable practical application
Ability to determine whether good client outcomes of have been achieved within the context of regulatory principles
Demonstrable experience in compliance monitoring roles within the financial services sector, preferably in the intermediary market
Relevant qualifications such as ICA or CII; Certified level as a preferred minimum, Diploma level desirable
Demonstrable verbal and written communication and stakeholder management skills
Using these skills, youu2019ll be:
Assessing regulatory risk with regard to insurance distribution, employee benefits and financial planning activities
Designing and risk-based monitoring plan which provides insight in the firm’s compliance and adherence to regulatory standards
Designing suitable methodologies for compliance monitoring activity including appropriate testing criteria and the engagement of relevant stakeholders
The timely completing of monitoring activities in accordance with the risk-based plan
The production of clear, accurate and balanced monitoring reports
Developing and building relationships with key stakeholders in all business lines
Representing the compliance division to the business and providing suitable technical advice on compliance and standards to meet
Who is NFP? With over 600 people in the UK and Ireland and over 8,000 employees worldwide, NFP is part of the Aon group and specialise in helping businesses in four core areas:
Insurance (helping them manage key risks)
Health and safety (supporting them to create a safer workplace for their employees)
Employee benefits (helping them reward their people more effectively)
HR, people and talent (supporting employers and their people to thrive through changes and challenges)
What youu2019ll love about working here
working in a dynamic, fast-paced organisation in an exciting industry
the opportunity to do globally impactful work from day one
learning from industry and business line specialists with decades of experience
a huge variety of projects to work on and challenges to solve
our People First culture, which illustrates our commitment to your wellbeing and development, not just as an employee but as a human being
a rich suite of employee benefits and out-of-work perk
The great benefits we offer:
FinancesItu2019s important to know youu2019re paid fairly for the hard work you put in, which is why we complete regular reviews to keep your salary in line as you progress. Plus, we offer initiatives to support and give you financial peace of mind.
Matched employer pension contributions
Life Assurance and Group Income Protection
Lifestyle discounts for well-known brands
Work-life balanceWe appreciate the importance of your life outside of work and the benefits of an effective work-life balance. Thatu2019s why our policies and culture respect your ability to be flexible, helping you be your best self both in and out of the office.
Opportunity for hybrid working
Generous annual leave allowance
Health and wellbeingWe firmly believe in supporting the whole person, not just the employee. At NFP, you have access to a number of initiatives and resources designed to support your physical and mental health and wellbeing.
Comprehensive Private healthcare
Healthcare cash plan
Additional days off throughout the year to focus on your wellbeing
Charity and community workAt NFP, your sense of purpose will stretch far beyond your job role. With numerous opportunities to support charities and local initiatives close to our heart, youu2019ll be able to join us in making a real difference.
Numerous charity fundraising challenges and events throughout the year
Opportunities to volunteer and give back to the community
Award-winning apprenticeship program, helping local schoolchildren take their first steps into the world of work
SocialItu2019s not all hard work; we also love to let our hair down. By providing plenty of opportunities to socialise with your colleagues throughout the year, we help ensure our people get on personally as well as professionally.
Two large employee events every year for summer and Christmas
Enjoy out-of-work events and socials to get to know your team better
Good office locations with plenty of opportunity to socialise outside of work
Inclusion and belongingWeu2019re proud holders of Insurance Business Magazineu2019s 5-Star Inclusion and Belonging Employer award. Through our dedicated Inclusion and Belonging committee, we hold educational events that foster a culture of curiosity, not judgement.
A dedicated Inclusion and Belonging Committee, supported by our Global Advisory Board
Inclusive policies and procedures to ensure all of our people are treated fairly
Access to Business Resource Groups that can support with multiple of key challenges
NFP and You… Better Together!
NFP is an inclusive Equal Employment Opportunity employer.
Weu2019re hiring for a Compliance Monitoring Manager to support our growing Compliance team!
To keep up with our growth in the UK and Ireland, weu2019re looking for a dedicated Compliance Monitoring Manager to design and execute risk-based compliance monitoring across NFP Group providing senior management with insight and information on the Groupu2019s compliance with applicable FCA and CBI requirements. You will provide support for all business lines (Commercial Insurance, Employee Benefits and Financial Planning) in both the UK and ROI. The ideal candidate will have extensive knowledge of FCA/CBI requirements and guidance, relevant compliance qualifications and experience of designing and delivering compliance monitoring activity.
Weu2019re looking for someone with:
Extensive knowledge of FCA/CBI regulation in respect of insurance distribution, Financial Planning and employee benefits activities in particular knowledge of SYSC, PROD, COBS, ICOBS, DISP, Consumer Duty, Consumer Protection Code (CBI)
Ability to interpret FCA/CBI regulation and determine suitable practical application
Ability to determine whether good client outcomes of have been achieved within the context of regulatory principles
Demonstrable experience in compliance monitoring roles within the financial services sector, preferably in the intermediary market
Relevant qualifications such as ICA or CII; Certified level as a preferred minimum, Diploma level desirable
Demonstrable verbal and written communication and stakeholder management skills
Using these skills, youu2019ll be:
Assessing regulatory risk with regard to insurance distribution, employee benefits and financial planning activities
Designing and risk-based monitoring plan which provides insight in the firm’s compliance and adherence to regulatory standards
Designing suitable methodologies for compliance monitoring activity including appropriate testing criteria and the engagement of relevant stakeholders
The timely completing of monitoring activities in accordance with the risk-based plan
The production of clear, accurate and balanced monitoring reports
Developing and building relationships with key stakeholders in all business lines
Representing the compliance division to the business and providing suitable technical advice on compliance and standards to meet
Who is NFP? With over 600 people in the UK and Ireland and over 8,000 employees worldwide, NFP is part of the Aon group and specialise in helping businesses in four core areas:
Insurance (helping them manage key risks)
Health and safety (supporting them to create a safer workplace for their employees)
Employee benefits (helping them reward their people more effectively)
HR, people and talent (supporting employers and their people to thrive through changes and challenges)
What youu2019ll love about working here
working in a dynamic, fast-paced organisation in an exciting industry
the opportunity to do globally impactful work from day one
learning from industry and business line specialists with decades of experience
a huge variety of projects to work on and challenges to solve
our People First culture, which illustrates our commitment to your wellbeing and development, not just as an employee but as a human being
a rich suite of employee benefits and out-of-work perk
The great benefits we offer:
FinancesItu2019s important to know youu2019re paid fairly for the hard work you put in, which is why we complete regular reviews to keep your salary in line as you progress. Plus, we offer initiatives to support and give you financial peace of mind.
Matched employer pension contributions
Life Assurance and Group Income Protection
Lifestyle discounts for well-known brands
Work-life balanceWe appreciate the importance of your life outside of work and the benefits of an effective work-life balance. Thatu2019s why our policies and culture respect your ability to be flexible, helping you be your best self both in and out of the office.
Opportunity for hybrid working
Generous annual leave allowance
Health and wellbeingWe firmly believe in supporting the whole person, not just the employee. At NFP, you have access to a number of initiatives and resources designed to support your physical and mental health and wellbeing.
Comprehensive Private healthcare
Healthcare cash plan
Additional days off throughout the year to focus on your wellbeing
Charity and community workAt NFP, your sense of purpose will stretch far beyond your job role. With numerous opportunities to support charities and local initiatives close to our heart, youu2019ll be able to join us in making a real difference.
Numerous charity fundraising challenges and events throughout the year
Opportunities to volunteer and give back to the community
Award-winning apprenticeship program, helping local schoolchildren take their first steps into the world of work
SocialItu2019s not all hard work; we also love to let our hair down. By providing plenty of opportunities to socialise with your colleagues throughout the year, we help ensure our people get on personally as well as professionally.
Two large employee events every year for summer and Christmas
Enjoy out-of-work events and socials to get to know your team better
Good office locations with plenty of opportunity to socialise outside of work
Inclusion and belongingWeu2019re proud holders of Insurance Business Magazineu2019s 5-Star Inclusion and Belonging Employer award. Through our dedicated Inclusion and Belonging committee, we hold educational events that foster a culture of curiosity, not judgement.
A dedicated Inclusion and Belonging Committee, supported by our Global Advisory Board
Inclusive policies and procedures to ensure all of our people are treated fairly
Access to Business Resource Groups that can support with multiple of key challenges
NFP and You… Better Together!
NFP is an inclusive Equal Employment Opportunity employer….