Senior Compliance Officer

Our client is an International Alternative Asset Manager specialising in Emerging and Frontier Markets, who are looking for a talented Compliance Individual to take responsibility for the compliance function in the UK Office, in London.

Key Responsibilities:

• Act as the compliance officer for the UK firm
• Monitoring regulatory changes, identifying gaps, devising and implementing required actions
• On-boarding (KYC) of clients and counterparties (includes meeting the onboarding requirements of external parties the Firm does business with, eg. brokers, banks, service providers)
• Carrying out compliance monitoring and reporting (internally and to the regulators) per the annual programme
• Draft/ review policies and procedures.

Key Requirements:

• Regulatory Compliance experience within Fund Management.
• Good knowledge of FCA regulations (AIFMD vs MIFID) and SEC/CFTC regulations.
• Exposure to UCITs and Cayman and other offshore funds regimes, and private placement regimes in Europe.

This is a permanent role offering a hybrid working model.

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