Trainee File Reviewer, Wealth Management Compliance

Willow Resourcing Limited is seeking a Junior Paraplanner in Bath to transition into the Compliance sector. You’ll receive full training and support for your Level 4 Diploma qualification, ensuring career progression opportunities within the File Review team or the wider Compliance function.

Your role will involve reviewing advice files, assisting with business complaint investigations, and producing relevant reports. A solid understanding of FCA principles and experience with Suitability Reports is required, along with the ambition to earn your CII Level 4 Diploma.

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