Compliance Analyst

Responsibilities

• Support the delivery of the compliance monitoring programme, including thematic reviews and control testing




• Maintain compliance policies, procedures, and registers, ensuring they reflect current regulatory requirements




• Assist with the preparation of compliance reports for senior management and relevant committees




• Provide guidance to business areas on FCA, PRA, and Lloyd’s regulatory obligations




• Monitor regulatory developments and assist in assessing their impact on the business




• Support the management of regulatory change, including gap analyses and implementation tracking




• Assist with responses to regulatory queries, information requests, and Lloyd’s Market Oversight interactions




• Identify compliance process improvements and contribute to control environment enhancements

Qualifications

• Compliance experience within the Lloyd’s or London company market




• Working knowledge of FCA and PRA requirements applicable to managing agents and syndicates




• Familiarity with Lloyd’s Minimum Standards and the Lloyd’s compliance framework




• Experience conducting compliance monitoring or thematic reviews




• Comfortable producing clear written outputs including reports, gap analyses, and policy documentation




• Competent with Microsoft 365; experience with compliance management tools an advantage

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