Overview
Join a high‑visibility Markets Audit team where you will work directly with Front Office stakeholders to strengthen governance and operational excellence across J.P. Morgan’s Equities franchise. The role focuses on two dynamic business areas: Volatility, which includes exotic and structured derivatives, correlation products, convertible bonds, and corporate hedging solutions; and Cash Equities, encompassing high‑touch single‑stock execution, program trading, and algorithmic and electronic trading capabilities. As Vice President on the Markets Audit team within Commercial & Investment Banking, you will lead and execute risk‑based audit coverage across the Market Equities business and related activities, partnering with Front Office, Technology, Data Analytics, and global Audit colleagues to assess key risks and evaluate the control environment. Your insights and recommendations will be presented directly to senior leaders, driving improvements that strengthen governance and operational resilience.
Responsibilities
- Lead and execute audit activities, including audits, regulatory validations, and risk assessments, delivering high‑quality work on time.
- Partner with Front Office stakeholders to understand business activities, identify key risks, and assess the control environment.
- Collaborate with global Audit colleagues and partners across Technology, Data Analytics, regional teams, and lines of business.
- Apply risk‑based judgment to evaluate controls, document conclusions, and finalize audit findings and ratings.
- Communicate audit results, insights, and recommendations to senior management in clear, actionable terms.
- Monitor regulatory developments, industry trends, and emerging risks to inform audit coverage and perspectives.
- Contribute to a culture of integrity, inclusion, continuous learning, and high performance through active teamwork.
Qualifications
• Several years of internal or external audit experience or relevant financial services business experience.• Bachelor’s degree or equivalent practical experience in financial services.• Strong project leadership and teamwork skills, with the ability to manage deliverables across multiple stakeholders.• Knowledge of internal controls and ability to assess business and technology risks.• Strong analytical skills, including the ability to identify control gaps and assess impact and root cause.• Excellent written and verbal communication skills, including experience presenting complex issues to senior leaders.• Self‑directed and adaptable, with the ability to operate effectively in a fast‑paced, changing environment.
Preferred Qualifications
- Professional certification (CPA, CIA) or finance/accounting background with willingness to pursue certification.
- Experience working as part of a global team across regions and time zones.
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