A well respected International bank based in the heart of the City of London have a part-time maternity contract role within their busy Compliance team. This is a hybrid role (2 days in the office 3 days from home), working 2-3 hours every day. Interested applicants must be available at short notice as well as having gained 1-2 years proven Compliance Monitoring work experience within a banking environment coupled with strong knowledge of FCA regulations & Monitoring. Duties will include:-
- Monitorinvestmentguidelineandregulatoryreportsusinginternalmonitoringsystems.
- Reviewautomatedcompliancereportsandidentifyexceptions.
- Escalateanybreaches,warningsorunusualfindings.
- Maintainrecordsofmonitoringactivities.
- Monitorinvestmentrestrictionreports.
- Reviewissuerlimits,liquiditylimits & otherautomatedmonitoringreports
- EscalateanybreachestotheComplianceteam.
GoodExcelskillsarerequired.
