Wealth Compliance Analyst or Supervisor

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Meraki Talent’s Financial Services client are looking for a Wealth Compliance Analyst or Supervisor to join their team in Newcastle. This is a fantastic opportunity to join an expanding team and for this individual to play a large part in the function’s growth and development over the coming years with a tangible progression path.

Responsibilities of the Wealth Compliance Analyst or Supervisor:

• Ensure client files comply with policies and regulatory standards
• Provide support to financial advisors regarding their training, competency and compliance
• Assist with the training for new hires with regards to compliance processes and standards
• Provide compliance support to the business and the advisors

Background of the Wealth Compliance Analyst or Supervisor:

• Strong experience in compliance or audit within the financial services sector
• Strong stakeholder management and business partnering skills
• Exposure to UK regulations and products

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