Wealth Compliance Analyst or Supervisor
Newcastle
Permanent
Meraki Talent’s Financial Services client are looking for a Wealth Compliance Analyst or Supervisor
to join their team in Newcastle. This is a fantastic opportunity to join an expanding team and for this individual to play a large part in the function’s growth and development over the coming years with a tangible progression path.
Responsibilities of the Wealth Compliance Analyst or Supervisor:
-Ensure client files comply with policies and regulatory standards
-Provide support to financial advisors regarding their training, competency and compliance
-Assist with the training for new hires with regards to compliance processes and standards
-Provide compliance support to the business and the advisors
Background of the Wealth Compliance Analyst or Supervisor:
-Strong experience in compliance or audit within the financial services sector
-Level 4 qualified DipFA, DipPFS, ect…..
-Strong stakeholder management and business partnering skills
-Exposure to UK regulations and products
‘Please see our website page headed (eg) ‘Privacy Notice’ for an explanation about how we use information we collect about you’.
”, “datePosted”: “2026-05-14”, “hiringOrganization”: { “@type”: “Organization”, “name”: “Meraki Talent”, “sameAs”: “https://uk.whatjobs.com/pub_api__cpl__431430176__4861?utm_campaign=publisher&utm_medium=api&utm_source=4861&geoID=328” }, “jobLocation”: { “@type”: “Place”, “address”: { “@type”: “PostalAddress”, “addressLocality”: “Newcastle upon Tyne” } } }Wealth Compliance Analyst or Supervisor
Newcastle
Permanent
Meraki Talent’s Financial Services client are looking for a Wealth Compliance Analyst or Supervisor
to join their team in Newcastle. This is a fantastic opportunity to join an expanding team and for this individual to play a large part in the function’s growth and development over the coming years with a tangible progression path.
Responsibilities of the Wealth Compliance Analyst or Supervisor:
-Ensure client files comply with policies and regulatory standards
-Provide support to financial advisors regarding their training, competency and compliance
-Assist with the training for new hires with regards to compliance processes and standards
-Provide compliance support to the business and the advisors
Background of the Wealth Compliance Analyst or Supervisor:
-Strong experience in compliance or audit within the financial services sector
-Level 4 qualified DipFA, DipPFS, ect…..
-Strong stakeholder management and business partnering skills
-Exposure to UK regulations and products
‘Please see our website page headed (eg) ‘Privacy Notice’ for an explanation about how we use information we collect about you’.
…
