Senior Compliance Advisory Manager

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Regulatory Compliance Advisory Manager – London

We are partnering with a high-growth consultancy expanding its Regulatory Compliance Advisory practice and seeking an experienced Regulatory Compliance Advisory Manager to join its London team. This is a senior, client‑facing opportunity for an established compliance professional looking to move into a dynamic advisory environment. You will provide subject matter expertise to clients, lead complex engagements, and support firms in navigating evolving UK regulatory expectations.

Key Responsibilities

  • Provide expert regulatory compliance advice to clients across retail banking and consumer credit sectors
  • Interpret and apply UK regulatory requirements including FCA Handbook, Consumer Duty, CONC, SYSC, and wider conduct standards
  • Lead the design, review, and enhancement of compliance frameworks, policies, controls, and governance arrangements
  • Support clients through remediation programmes, internal audit actions, and regulatory reviews
  • Build strong client relationships and act as a trusted advisor across multiple engagements
  • Support business development activity, proposals, and the continued growth of the advisory practice
  • Mentor junior team members where appropriate and contribute to internal capability building

Key Skills & Experience

  • Proven experience in a senior compliance, or regulatory advisory role within:
    • Retail Banking, and/or
    • Consumer Credit / Lending
  • Strong understanding of UK regulatory frameworks, particularly FCA requirements
  • Good knowledge of key topics including Consumer Duty, SMCR, conduct risk, governance, and customer outcomes
  • Experience delivering regulatory projects, advisory reviews, or framework enhancements

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Company: Broadgate
Apply for the Senior Compliance Advisory Manager
Location: London
Job Description:

Regulatory Compliance Advisory Manager – London

We are partnering with a high-growth consultancy expanding its Regulatory Compliance Advisory practice and seeking an experienced Regulatory Compliance Advisory Manager to join its London team. This is a senior, client‑facing opportunity for an established compliance professional looking to move into a dynamic advisory environment. You will provide subject matter expertise to clients, lead complex engagements, and support firms in navigating evolving UK regulatory expectations.

Key Responsibilities

  • Provide expert regulatory compliance advice to clients across retail banking and consumer credit sectors
  • Interpret and apply UK regulatory requirements including FCA Handbook, Consumer Duty, CONC, SYSC, and wider conduct standards
  • Lead the design, review, and enhancement of compliance frameworks, policies, controls, and governance arrangements
  • Support clients through remediation programmes, internal audit actions, and regulatory reviews
  • Build strong client relationships and act as a trusted advisor across multiple engagements
  • Support business development activity, proposals, and the continued growth of the advisory practice
  • Mentor junior team members where appropriate and contribute to internal capability building

Key Skills & Experience

  • Proven experience in a senior compliance, or regulatory advisory role within:
    • Retail Banking, and/or
    • Consumer Credit / Lending
  • Strong understanding of UK regulatory frameworks, particularly FCA requirements
  • Good knowledge of key topics including Consumer Duty, SMCR, conduct risk, governance, and customer outcomes
  • Experience delivering regulatory projects, advisory reviews, or framework enhancements

#J-18808-Ljbffr…

Posted: May 17th, 2026