Senior Compliance Manager – Wealth & Investment Regulation

A leading investment management firm is seeking a Senior Compliance Manager for a generalist role.

For a complete understanding of this opportunity, and what will be required to be a successful applicant, read on.

The successful candidate will provide expert compliance advice, lead compliance monitoring reviews, and maintain compliance policies.

Key requirements include experience in wealth management, in-depth knowledge of FCA and SEC regulations, and the ability to engage with senior stakeholders. xwzovoh

This position is based in Greater London and is expected to enhance the firm’s regulatory framework.…