Manager, Compliance Testing Europe (London)

What is the opportunity? As an integral member of the UK Compliance Testing team, the Manager role supports local Chief Compliance Officers in fulfilling their responsibilities defined under the RBC Regulatory Compliance Management Framework.

What will you do?

• Assess the adequacy, adherence to, and effectiveness of processes and day‑to‑day controls to manage regulatory compliance risk.
• Provide an opinion on the effectiveness of the processes and Regulatory Compliance Management (RCM) controls.
• Lead and deliver timely and accurate compliance testing reviews to manage Regulatory and Conduct risk across the bank.
• Work with Compliance and business colleagues to track and advise on the appropriateness of action plans, to resolve issues identified during testing reviews.
• Contribute toward the continual enhancement of the testing approach and annual testing program, enhancing the existing Enterprise Monitoring and Testing control standards.
• Assist in the delivery of timely responses to internal audit.
• Support ad‑hoc projects and activities as required, such as methodology improvements, stakeholder management and committee reporting.

What do you need to succeed?

Must‑have

• Proven experience in Regulatory Compliance Testing and/or Internal Audit.
• Experience within Financial Services (Capital Markets / Wealth Management / Asset Management).
• Strong planning and organisation, analytical thinking, and problem‑solving capabilities.
• Good senior stakeholder management.

Nice‑to‑have

• Bachelor’s degree (or equivalent).
• Qualifications in auditing, monitoring or risk.
• Data analytical skills.

What is in it for you?

• A comprehensive Total Rewards Program including bonuses, flexible benefits and competitive compensation.
• Leaders who support your development through coaching and managing opportunities.
• Opportunities to work with the best in the field.
• Ability to make a difference and lasting impact.
• Work in a dynamic, collaborative, progressive, and high‑performing team.
• A world‑class training program in financial services.

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