Compliance Executive Risk & Compliance
Nixon McQuade are working with a professional services firm who are looking for a Compliance Executive.
Support the Risk & Compliance function in delivering anti-money laundering (AML), client onboarding, regulatory compliance, file management and quality assurance processes. The role involves maintaining compliance standards, supporting internal stakeholders and ensuring accurate records, efficient workflows and effective risk management.
Key Responsibilities
- Manage client onboarding, file opening and compliance administration processes.
- Conduct AML, KYC and client due diligence checks, including sanctions and PEP screening.
- Support ongoing monitoring, remediation work and compliance reviews.
- Assist with file management, archiving, retention and quality assurance procedures.
- Maintain accurate compliance records, reporting information and workflow updates.
- Support internal audits, regulatory requirements and process improvement initiatives.
- Provide day-to-day guidance on onboarding and compliance procedures to internal stakeholders.
Skills & Experience
- Strong attention to detail with the ability to manage competing priorities effectively.
- Good communication and stakeholder management skills.
- Experience working with compliance procedures, workflow systems and accurate record keeping.
- Ability to follow policies, maintain confidentiality and escalate issues appropriately.
- Experience within AML, onboarding, compliance, legal or other regulated environments is desirable.
The Candidate
- Previous experience, grads will be considered
- Strong organisational and communication skills
- High level of attention to detail
- Comfortable working in a busy, deadline-driven environment
The Opportunity
Join reputable firm
Work within an experienced team
Long-term, secure position
For further information on this vacancy, please apply via the link below or contact Nixon McQuade in the strictest confidence.
Skills:Compliance AML
WHJS1_NI
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