Direct message the job poster from Aria Partners
Specialist Compliance, Legal & Risk Search Partner
Reporting to the Head of Compliance this role will be an advisory lead for public markets funds (UCITS).
Key Responsibilities:
- Business advisory to the investment teams (COLL, MiFID, UCITS, MAR)
- Provide oversight to the monitoring team
- Run relationships with ACD
- Third party reviews
- Marketing and financial promotions sign off.
If you have advisory experience in the UCITS space and are interested in this opportunity, please get in touch or apply via the ad!
Seniority level
Seniority level
Mid-Senior level
Employment type
Employment type
Full-time
Job function
Job function
Finance
Industries
Investment Management and Financial Services
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