Vice President, OPS Regulatory Oversight Management (CASS)

Job Overview

Vice President, Operations Regulatory Oversight Management (CASS) – Wealth Services Platform team (location: Manchester).

In this role, you’ll oversee the operational effectiveness of BNY Pershing’s systems and controls to achieve compliance with FCA, CBI, and JFSC client asset rules.

Responsibilities

• Oversee operational effectiveness of BNY Pershing’s systems and controls to meet compliance with FCA, CBI and JFSC client asset rules.
• Manage the Client Asset Oversight quality assurance plan to meet regulatory requirements.
• Prepare and submit Board and Executive Committee reports to Senior Management and the Head of Client Asset Oversight.
• Serve as the CASS SME for business initiatives from a client asset safety perspective and participate in Project Steering or Working Groups.
• Identify and implement opportunities to enhance and automate controls and culture to mitigate risk to BNY Pershing, its clients, and the market.

Qualifications

• Bachelor’s degree and several years’ experience in a senior client asset specific role.
• Strong experience with the operational application of client asset rules.
• Full understanding of managing regulatory breaches, including materiality assessment and regulatory reporting.
• Experience with regulatory submissions/notifications such as CMAR/MCAR and adherence to regulatory deadlines.
• Experience managing an operations or Client Asset Oversight team.

Benefits

BNY offers competitive compensation, benefits, and wellbeing programs, including flexible global resources, generous paid leave, paid volunteer time, and support for health and resilience.

Legal Disclaimer

BNY is an Equal Employment Opportunity/Affirmative Action Employer – Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.

#J-18808-Ljbffr…