Senior Compliance & QA Lead – Financial Planning

Company: Clark James recruitment
Apply for the Senior Compliance & QA Lead – Financial Planning
Location: Lower Hardres
Job Description:

A financial advisory firm in the United Kingdom seeks a Senior Compliance Monitoring Executive to undertake quality assurance checks and ensure compliance with regulatory guidelines. The ideal candidate will have at least 5 years’ experience in a financial services firm, strong skills in report writing, and excellent communication abilities. This full-time role offers a salary up to £50,000, generous leave, and pension benefits, with flexibility considered for work hours.#J-18808-Ljbffr…

Posted: March 20th, 2026