Compliance Manager

Job Description

Compliance Manager

A Top Tier Asset Manager is looking for a Compliance Manager – The position focuses on strengthening and evolving the compliance framework that supports investment teams across equities, fixed income, and multi‑asset.

Key Responsibilities

• Advise investment teams and act as a primary compliance contact

• Develop, update, and implement compliance policies and procedures

• Deliver tailored compliance training

• Monitor regulatory developments and support regulatory interactions

• Contribute to firmwide regulatory projects and ongoing surveillance

• Conduct desk‑based monitoring of trading and investment activity

• Provide guidance to junior team members

• Collaborate with global compliance colleagues

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