Wealth Management Compliance & QA Lead

Company: Fram Search
Apply for the Wealth Management Compliance & QA Lead
Location: Chartham
Job Description:

A respected Financial Planning firm in the United Kingdom is seeking an experienced Quality Assurance professional to enhance its technical oversight function. In this role, you will conduct structured file reviews and quality assurance checks, monitor advice consistency, and produce reports on advice standards. The ideal candidate will have at least 5 years of experience in a related role and hold a Level 4 Diploma in Financial Planning. This position offers an opportunity to promote continuous improvement and uphold high professional standards.#J-18808-Ljbffr…

Posted: March 30th, 2026