Compliance Manager (ARs)

AR Compliance Manager opportunity working with a top performing specialty insurer operating within the Lloyd’s market. You will support on the transition, management, and oversight of Appointed Representatives (ARs) to ensure full regulatory compliance.

Key Responsibilities

• Manage applications and authorisation processes for ARs, including onboarding and transition.
• Oversee AR networks, conduct due diligence, and ensure ongoing FCA compliance.
• Support compliance integration for acquired businesses and assist with daily operations.
• Review financial promotions and customer journeys for ICOBS compliance.
• Collaborate with internal and external stakeholders (FCA, BIBA, MGAA, etc.).
• Prepare regulatory reports and updates for senior management and the AR Committee.
• Maintain policies, procedures, and controls in line with regulatory requirements.
• Conduct risk assessments and implement mitigation measures.

Skills, Knowledge & Expertise

• Extensive compliance experience within insurance managing the onboarding, oversight and monitoring of new and existing ARs.
• Strong knowledge of FCA rules (PRIN, ICOBS, SYSC, SUP) and AR frameworks.

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