Compliance Officer

Compliance Officer

Location: London

Employment Type: Permanent, Full-Time

Working Pattern: Office-based (5 days per week)

Overview

We are currently supporting the appointment of a Compliance Officer to join a growing compliance function within a regulated banking environment in London.

This is an excellent opportunity for a compliance professional with a strong generalist background to work across a broad range of regulatory, advisory, and governance activities. The role will suit someone who enjoys a hands-on position within a collaborative team, contributing to the ongoing development and maintenance of a robust compliance framework.

Key Responsibilities

• Support the delivery and ongoing enhancement of the firm’s compliance framework
• Conduct compliance monitoring and testing activities in line with the Compliance Monitoring Programme
• Assist in the drafting, review, and implementation of compliance policies and procedures
• Provide regulatory advice and guidance to internal stakeholders
• Support horizon scanning and assess the impact of regulatory developments
• Assist with the preparation of management information and reporting for senior stakeholders
• Work closely with the business to ensure adherence to regulatory requirements and internal policies
• Contribute to ongoing compliance projects and initiatives

Candidate Profile

• Experience within a generalist Compliance function (non-financial crime)
• Background in a banking or regulated financial services environment
• Strong understanding of FCA regulatory requirements and expectations
• Experience in compliance monitoring, advisory, and/or policy development
• Ability to interpret regulation and apply it in a practical, business-focused manner
• Strong communication and stakeholder management skills
• Proactive and detail-oriented approach

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