Senior Compliance Officer

Cutting edge and expanding Ultra High Net Worth Wealth Manager are keen to hire into their small but friendly Compliance Team of 4. Working hybrid (2 days a week in the office) and reporting into the SMF16/17 this person would be responsible for the Monitoring and Financial Crime activities day to day but would have no SMF responsibilities and duties will include:

• Planning, execution and delivery of the Annual Monitoring Program
• Conducting deep dive thematic reviews
• Oversight of Financial Crime queries and escalations
• Management of Compliance Risk Frameworks
• Overflow and back up Compliance Advisory to the Front Office
• Horizon scanning of new regulations and assessing their impact
• Delivery of large Compliance projects

We are keen to hear from Compliance professionals with strong Regulatory Compliance knowledge across a broad range of Wealth Compliance topics including Monitoring, Testing and Fin Crime.

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