Group Compliance Officer

Looking to take the next step in your compliance career and gain exposure across multiple areas of a growing financial services business?

All potential candidates should read through the following details of this job with care before making an application.

If you’re someone who enjoys variety, ownership, and making a tangible impact—this could be the role for you.

Responsibilities include:

• Supporting compliance processes, controls and internal reporting
• Handling customer complaints and driving fair outcomes
• Managing adviser onboarding and certification requirements
• Maintaining compliance registers and records
• Investigating financial crime alerts and supporting escalations
• Reviewing financial promotions with internal teams
• Assisting with regulatory reporting and data protection tasks

Requirements:

• Experience in compliance, risk or financial crime within financial services
• Understanding of regulatory frameworks and customer outcomes
• Exposure to AML, complaints, adviser oversight and xwzovoh reviewing financial promotions
• Strong attention to detail and stakeholder communication skills
• Diploma Level 4 (or working towards)

If you’re ready to grow your compliance career and gain exposure across a wide range of responsibilities, apply now or reach out for a confidential chat.…