Compliance Officer

Signature Recruitment is delighted to partner with a respected organisation in the financial services sector to recruit a Compliance Officer. You will join a small established team with offices in central Bristol. This permanent opportunity offers the chance to work closely with senior stakeholders and assist the business in meeting evolving regulatory requirements.

Ready to make your application Please do read through the description at least once before clicking on Apply.Compliance Officer Key Responsibilities

• Support business units in the interpretation and application of regulatory requirements in day-to-day operations and strategic initiatives.
• Review and approve financial promotions, client communications to ensure compliance with FCA requirements.
• Work with colleagues to advise on the compliance aspects of new projects, products, services, and operational changes.
• Monitor and assess compliance risks such as Trading Styles and CASS.
• Work with colleagues to advise the business on FCA regulations including SYSC, COBS and MiFIDPRU.
• Support teams in interpreting regulatory requirements and Consumer Duty.
• Deliver internal compliance training.
• Preparing papers and taking minutes for the Risk & Compliance Oversight Committee.
• Keeping the business informed of regulatory changes.

What We’re Looking For

• Experience in a compliance or audit function.
• Strong expertise in FCA regulations, exposure to wealth management is a bonus!
• Clear communication skills and strong analytical capability.
• Proactive mindset and excellent organisational skills.

Location & Working Hours

• Based in Bristol, hybrid after training and onboarding is complete
• Full-time, Monday to Friday
• Permanent position, salary DOE (c.£36,000 to £45,000)

Why Join?

• Work directly with senior leadership and internal experts on compliance matters.
• Join a respected organisation committed to strong governance and client outcomes. xwzovoh
• Work along side a small compliance team within a well established organisation.

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