Trade Surveillance Officer – Compliance Monitoring

Company: Rathbone Brothers
Apply for the Trade Surveillance Officer – Compliance Monitoring
Location: Liverpool
Job Description:

A leading wealth management firm is looking for a Surveillance Monitoring Officer in Liverpool. This role involves supporting the surveillance monitoring programme and performing daily reviews of trade activity to detect potential market abuse. Ideal candidates will have a strong understanding of compliance within the investment management sector and excellent communication skills to engage with various stakeholders. The firm offers a comprehensive benefits package and promotes a supportive work environment.#J-18808-Ljbffr…

Posted: April 4th, 2026