Internal Audit Director, Regulatory Compliance

I am working exclusively with a global banking client, who are looking for a Internal Audit Director to own the Regulatory Compliance portfolio, on a FTC basis.

Whilst directly managing at least x2 reports, you will be tasked with delivering the regional audit plan through your team for the Core Compliance portfolio. My client is seeking a technically strong individual, but that will need to be balanced with excellent communication skills to land messaging with your Executive stakeholder group. Experience sought includes:

• Excellent subject matter of Core Compliance, with particular focus on regulatory change, surveillance, and conduct.
• Excellent understanding of banking and financial services, financial products, their risks and processes associated
• Strong acumen regarding auditing methods and industry practices.
• A strong understanding of CC within banking and of complex investment banking related procedures, e.g. Regulatory change, surveillance, Control Room, Advisory, Conduct
• Experience of working in a similar function for an investment bank
• Experience in Agile Auditing and in utilising data analytics approach and tools to execute full

Please note, my client does not believe Financial Crime experience is relevant for the role and as such, upon application, please ensure your Regulatory (Core) Compliance skillset is clear and obvious.

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