Compliance Officer

Key Responsibilities

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• Ensure compliance with regulatory requirements across jurisdictions, focusing on Singapore and Europe, to maintain legal and operational standards.
• Administer and track regulatory reporting processes, assess impacts of policy changes, and communicate updates to relevant stakeholders.
• Draft and review compliance documentation, policies, reports, and regulatory filings to ensure accuracy and adherence to regulations.
• Implement compliance monitoring programs and report any breaches directly to the Board to uphold governance standards.
• Perform Anti-Money Laundering (AML) checks and oversee the fund administrator’s Know Your Customer (KYC) services, monitor suspicious activities, and conduct investigations and escalations as needed.
• Support regulatory reporting, board matters, and investor due diligence to facilitate transparent and compliant operations.
• Conduct compliance training sessions and assist with regulatory audits and inspections to enhance organizational readiness.
• Manage ad-hoc legal and compliance tasks, including supporting technology enhancements to improve compliance processes.

Preferred competencies and qualifications

• Min 3 years of relevant compliance experience in the financial industry and strong knowledge of the Securities and Futures Act.
• Degree-level education.
• Excellent communication skills and strong stakeholder management capabilities.
• Strong work ethics, meticulous attention to detail, and a proactive “can-do” attitude.
• Ability to work independently and collaboratively as a team player. xwzovoh
• Proficiency in English.

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