Trade Surveillance Officer – Compliance Monitoring

Company: Rathbone Brothers
Apply for the Trade Surveillance Officer – Compliance Monitoring
Location: Liverpool
Job Description:

A leading wealth management firm is looking for a Surveillance Monitoring Officer in Liverpool.

If you are considering sending an application, make sure to hit the apply button below after reading through the entire description.

This role involves supporting the surveillance monitoring programme and performing daily reviews of trade activity to detect potential market abuse.

Ideal candidates will have a strong understanding of compliance within the investment management sector and excellent communication skills to engage with various stakeholders. xwzovoh

The firm offers a comprehensive benefits package and promotes a supportive work environment.…

Posted: April 8th, 2026