Company: Broadgate
Location: West Yorkshire
Job Description:
Broadgate West Yorkshire, England, United Kingdom
Compliance Monitoring Manager
Overview
An exciting opportunity has arisen to join a well-established Financial Services company where you will lead, manage and shape the Compliance Monitoring function and team.
Key Responsibilities
- Lead on the development and implementation of a risk-based Compliance and Central monitoring plan
- Oversee the execution and timely delivery of thematic reviews and regular testing, including complex thematic reviews
- Prepare detailed compliance reports for senior management and the board, highlighting key findings, risks, and remediation actions
Experience & Qualifications
- CISI or CII level 4 qualifications
- Previous experience of managing people and teams
- Previous experience of working in a similar Compliance Monitoring position for 5+ years
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Posted: April 8th, 2026