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Base pay range
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Looking for a senior Buyside who has hands on expeirence with Distribution!
Key Responsibilities:
- Serve as the UK Compliance Officer (SMF16) and UK MLRO (SMF17).
- Lead the UK compliance function and oversee compliance operations in the Middle East.
- Provide strategic compliance support to UK and MENA business development teams.
- Maintain regulatory documentation, internal controls, and ensure alignment with both local regulations and global standards.
- Manage and respond to local regulatory audits and visits.
- Review and approve marketing materials for UK and MENA regions.
- Participate in global compliance governance, including policy development, risk assessments, and control planning.
- Supervise a compliance team in London and a compliance officer in the Middle East.
- Work closely with business development leads and global compliance teams.
- Engage with internal stakeholders across product, legal, finance, marketing, and operations functions.
Qualifications & Experience:
- Strong understanding of UK (FCA) and Middle East (DFSA or equivalent) regulatory regimes.
- Expertise in areas such as MiFID, UCITS, AML, and cross-border fund distribution.
- Demonstrated leadership, communication, and cross-cultural collaboration skills.
Proven ability to influence and support business functions while maintaining regulatory integrity.
Seniority level
Seniority level
Executive
Employment type
Employment type
Full-time
Job function
Job function
Other
Industries
Investment Management
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