Overview
Compliance Manager – FTSE250 FinTech
Propel is partnering with a publicly traded, high-growth FinTech that’s redefining the world of trading. With 340,000+ customers using their mobile, web, and desktop platforms globally, they’re building a new kind of investing experience, from stocks and crypto to options and futures.
If you have 5+ years’ experience in compliance within financial services or similarly regulated industries, a strong understanding of FCA regulations (Consumer Duty, COBS, DISP), and a genuine interest in financial markets and crypto, this could be your next big career move.
Location: London-based | Hybrid: 3 days in-office
What you’ll be doing
- Leading Financial Promotions compliance, acting as a trusted advisor to marketing and leadership.
- Guiding marketing and product teams on regulatory requirements for campaigns and product changes.
- Advising the business on Consumer Duty obligations, ensuring policies and controls meet regulatory standards.
- Delivering compliance training and supporting monitoring activities across the UK business.
- Reviewing complex complaints and providing strategic advice on responses, including ombudsman cases.
- Participating in Client Money and Assets Committees and operational risk reviews.
What they’re looking for
- 5+ years of compliance experience in financial services or similar regulated sectors.
- Solid knowledge of leveraged and non-leveraged trading products including crypto.
- Strong grasp of FCA regulations relevant to retail investments.
- Interest in financial markets and the UK regulatory landscape.
- Excellent communication skills with ability to influence cross-functional teams.
- Proactive, strategic thinker comfortable in a fast-paced environment.
Additional details
- Seniority level: Mid-Senior level
- Employment type: Full-time
- Job function: Legal
Note: This description retains the core information about responsibilities and qualifications as provided, with formatting cleaned for readability.
#J-18808-Ljbffr