Senior Compliance Analyst

To provide efficient and effective support to the Senior Compliance Manager and the wider Risk & Compliance team. To assist in the implementation of an effective Compliance systems and controls regime for the UK regulated entities in the Group.

Knowledge/Skills/Qualifications

• Awareness of current regulatory and legal measures applying to financial crime, including fraud, money laundering, sanctions and tax evasion
• Demonstrable knowledge of sanctions scanning systems
• Ability to evaluate and improve effectiveness of financial crime frameworks
• Familiarity with Lloyds market, its principles, practices, and operational infrastructure
• Sound knowledge of conduct risk in insurance
• Awareness of current UK regulatory trends, conversant with the FCA Handbook
• Experience with TOBAs, non disclosure agreements, broker transfer agreements

Key Competencies

• Ability to think critically, research and offer solutions to complex problems, reach sound decisions
• Excellent stakeholder management, collaborative and communicative
• Excellent written and oral communication skills
• Well organised and motivated
• CII qualifications DipCII preferred
• Minimum 5 years of experience in a Compliance role within the insurance industry, ideally in a broking firm

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