As a Compliance Officer, you will ensure our real estate and mortgage operations meet regulatory standards. You’ll monitor risks, conduct audits, and train staff in compliance practices.
Responsibilities
- Ensured compliance with FCA and real estate regulations
- Reviewed mortgage applications for compliance risks
- Monitored property sales documentation for legal accuracy
- Implemented internal compliance procedures
- Conducted compliance training for staff
- Investigated potential compliance issues
- Prepared compliance reports for management
- Worked with auditors and regulators during reviews
- Ensured data protection compliance (GDPR)
- Maintained updated compliance manuals
- Reviewed advertising and marketing for compliance risks
- Handled client complaints related to compliance
- Recommended corrective measures for violations
- Conducted internal risk assessments
- Kept updated with new laws and regulations
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