Direct message the job poster from Danos Group
We’re working with a leading global trading and investments platform seeking a Compliance Manager to join their team on an initial 6 month contract. This role is ideal for someone with a background in central compliance or compliance advisory ideally within a trading environment and will be paying circa £100k + benefits.
Key Responsibilities
- Oversee compliance for financial promotions, advising on campaign approvals and communications.
- Support implementation of Consumer Duty principles and related conduct requirements.
- Develop, review, and enhance compliance policies, frameworks, and training initiatives.
- Advise on regulatory issues, complaints handling, and client money (CASS) matters as required.
Key Qualifications
- Strong experience in central or advisory compliance within financial services, ideally trading, brokerage, or fintech.
- In-depth knowledge of UK FCA regulations.
- Financial Promotions/Marketing Compliance experience.
- Able to start within a month.
Please contact Nicole Poole at Danos Consulting if you have any questions.
Location: London, United Kingdom.
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