Risk and Compliance Associate

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Overview

Risk & Compliance AssociateLondon, UK (Hybrid)

A fast-growing FinTech company is seeking a Risk & Compliance Associate to join its dynamic team. The role offers hands-on exposure to regulatory processes and business operations, supporting the company’s mission to transform personal financial management through technology and behavioural insights.

Key Responsibilities

• Monitor regulatory developments and support communications with the Financial Conduct Authority (FCA).
• Prepare and submit regulatory reports in line with FCA requirements and other applicable regulatory frameworks.
• Maintain and enhance risk and compliance recordkeeping using SaaS tools and emerging technologies.
• Lead internal assurance reviews across various business areas.
• Generate and analyse compliance reports using databases (including simple SQL queries).

Requirements

• 2–4 years of experience in an FCA-regulated environment.
• Solid understanding of UK financial products, services, and regulatory landscape (including MIFID, consumer duty, operational risk).
• Keen to work with technology, including compliance-related SaaS and automation tools.

Seniority level

• Not Applicable

Employment type

• Full-time

Job function

• Finance

Industries

• Financial Services and Venture Capital and Private Equity Principals

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