Risk & Compliance Manager
Boutique Law Firm
London
Hybrid
The Firm
The firm are a leading specialist in employment, pensions and business immigration law and have attracted partners and associates from Magic and Silver Circle firms who are drawn to their commitment to being a force for good, creating a great working environment and giving back to the local community.
The Role
They are looking for an experienced Risk and Compliance Manager to oversee the development and management of internal policies, procedures, ensuring they remain aligned with evolving regulatory requirements.
The role is really broad and involves:
- Managing reporting obligations to the SRA
- Delivering regular compliance training
- Conducting file audits
- Ensuring GDPR compliance and managing secure file transfers
- Advising on internal conduct and ethics queries
- Advising on KYC, AML and financial crime
- Managing claims and complaints
- Insurance renewals
The Requirements
It is anticipated you will have at least 5 years experience as a risk and compliance manager in a law firm, and they are open to someone coming from a larger firm seeking a sole role, or a smaller firm seeking more international and complex work.
Law firm experience is essential due to the standalone nature of the role.
It would be an advantage if you were admitted as a solicitor in the UK or a similar overseas jurisdiction.
Lunaria Partners are advertising this risk lawyer / risk manager / compliance lawyer / compliance manager / risk and compliance lawyer role on behalf of our client. We strive to respond to all applications but due to the volume received, this isn’t always possible. If you have not heard from us in 7 days your application has been unsuccessful on this occasion.
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