About Quilter
Quilter plc is a leading wealth management business, helping to enable brighter financial futures for every generation.
About the Role
Level: 4 | Location: Remote, with travel in the South region (South East/Kent / South West) | Department: Supervision & Oversight | Contract: Permanent
This position provides an exciting opportunity to join a team of compliance professionals, working closely with our appointed representative (AR) firm principals to ensure the safety and regulatory compliance of their operations.
- Build and maintain strong relationships with up to 40 AR firms to ensure adherence to Network standards, conducting annual assessments and bespoke firm visits.
- Coach and support AR principals, developing tailored action plans to improve governance and regulatory compliance.
- Identify and assess customer, regulatory, reputational, and operational risks, applying appropriate controls and working with the firm and other QFP departments to develop remediation plans.
- Conduct inspection visits, complete detailed reports, and provide coaching and feedback to address identified risks.
- Manage these risks within Network appetite, reviewing risk assessment results and risk analysis data to determine necessary actions.
- Escalate failures through the proper channels and manage identified issues to conclusion.
This is a field and home‑based role with an average of 2 days per week in the field, for which you will plan and schedule your firm visits.
Qualifications
- High-level experience in field supervision or compliance monitoring, with competencies in assessing firms and advisers.
- Strong relationship building and communication skills, particularly skilled in questioning.
- Strong analytical approach and inquisitive nature.
- Experience with Network/National and IFA/restricted advice models and QCF Level 4 or equivalent.
- Compliance & Risk qualification is essential for this position.
Inclusion & Diversity
We value diversity and strive to promote inclusivity in all aspects of our culture. We believe in equal opportunities for all, ensuring that no applicant encounters less favourable treatment based on anything but their skills, qualifications, experience, and potential. We celebrate the unique contributions of a diverse workforce and create a respectful, nurturing environment where every colleague can thrive.
Core Benefits
- Holiday: 182 hours (26 days)
- Quilter Incentive Scheme: All employees eligible to participate, to incentivise business performance and their contribution.
- Pension Scheme: A non‑contributory company pension scheme that can be boosted through personal contributions.
- Private Medical Insurance: Single cover as standard, with options to increase cover to include your partner or children.
- Life Assurance: 4× your salary.
- Income Protection: 75% of salary, less state benefits, payable after 26 weeks of absence.
- Healthcare Cash Plan: Jersey employees only.
In addition to our core benefits, we offer a range of flexible benefits to UK employees that you can choose from and pay for conveniently via a salary deduction.
#J-18808-Ljbffr