Overview
We are seeking a qualified and experienced DMLRO and Compliance Officer to join our dynamic team at Altery. This pivotal role combines critical compliance functions, ensuring the organisation remains aligned with anti-money laundering (AML) regulations and robustly manages financial crime risks.
Responsibilities
- Support the Money Laundering Reporting Officer (MLRO) in discharging their duties and responsibilities, including ensuring compliance with applicable Anti-Financial Crime regulations and guidance.
- Conduct compliance risk assessments to identify potential risks and ensure the AFC programme meets regulatory and company standards; monitor and evaluate processes to align with the company’s risk management framework.
- Utilise data to assess the effectiveness of controls and facilitate ongoing testing implementation.
- Develop and maintain AFC policies, procedures, and controls; provide oversight on AFC compliance matters, including periodic reviews and audits.
- Ensure timely submission of regulatory reports and responses.
- Engage with regulators and authorities (e.g., FCA, NCA) and submit Suspicious Activity Reports (SARs) when there is suspicion of money laundering or terrorist financing.
- Collaborate with law enforcement and regulatory authorities in AML investigations and provide requested information.
- Establish a clear reporting structure to ensure that suspicious activities are reported promptly to the nominated officer.
- Participate in assessing the risk of financial crime and contribute to the development and implementation of AML policies and procedures.
- Draft internal reports such as Management Information for the Group Financial Crime Committee and Business-Wide Risk Assessments.
- Contribute to the development and delivery of training materials and oversight of business-wide training completion.
- Collaborate with other departments to facilitate communication and cooperation on AFC compliance and stay informed of changes in AML laws and regulations.
What you’ll bring to us
- Previous Experience: Proven experience in a similar role, ideally as a DMLRO, Compliance Officer, or related compliance position within financial services or fintech.
- Risk Assessment: Proven experience in compliance-related risk assessment such as Business-Wide Risk Assessment and Enterprise-Wide Risk Assessment.
- Control Testing: Strong experience in control testing projects or quality assurance controls.
- FCA Reporting: Familiarity with Financial Conduct Authority (FCA) reporting requirements, ensuring timely and accurate submissions in line with regulatory expectations.
What we offer
- Team and product-focused environment with collaborative culture.
- Growth opportunities and career development.
- Flexible working arrangements and hybrid working options.
- Local market perks and insurance coverage where applicable.
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