Senior PWM Compliance Officer – Trade Surveillance & Policy

A leading financial services firm is seeking a Compliance Officer to advise on regulatory queries and trading surveillance. The ideal candidate will have over 5 years of compliance experience, along with strong knowledge of the financial markets and product strategies. Responsibilities include developing compliance policies, managing projects, and delivering training. A university degree and proficiency in Excel, PowerPoint, and Word are essential. This role is based in the City of Westminster, United Kingdom.#J-18808-Ljbffr…