Compliance Officer, EMEA Marketing & Distribution

Outstanding Benefits

• Company-provided healthcare
• A competitive annual leave allowance
• Flexible working options, including hybrid working arrangements
• Generous pension provisions
• Income protection
• Health and wellness benefits
• Volunteering days
• Enhanced parental leave
• Life insurance

Make compliance count in a global investment firm. Join as a French speaking Compliance Officer in the EMEA Marketing & Distribution Compliance Team based in Henley on Thames.

Responsibilities

• Member of the EMEA Marketing & Distribution Compliance Team
• Review and approve financial promotions and marketing communications across EMEA
• Provide regulatory advice on cross-border distribution rules in EMEA and globally
• Support strategic business projects with compliance input and challenge
• Deliver practical, solution-oriented compliance advice to the business and management
• Analyse regulatory developments and assess their impact on marketing and distribution activities
• Collaborate with global compliance teams to enhance and improve marketing compliance processes
• Work closely with other EMEA Compliance functions on regulatory change and strategic initiatives
• Assist in the development and implementation of compliance-related projects
• Research regulatory topics and provide clear guidance to stakeholders
• Respond to internal compliance queries, escalating where appropriate
• Contribute to the production and maintenance of marketing compliance policies and procedures
• Support and collaborate with colleagues across the team

Qualifications

• First experience in Compliance and/or Marketing
• Knowledge of financial products and services
• Graduate or equivalent professional experience
• Fluent French
• Strong PC skills
• A collaborative team-player mindset
• Excellent time management and organisational skills
• Ability to work under pressure and manage competing priorities
• Clear, confident communication skills
• Open-minded, flexible, and comfortable working in an international environment

Eligibility & Inclusion

Applicants who opt‑in to the Disability Confident Scheme will be offered an interview. The scheme does not guarantee employment.

Employment Details

Full timeEmployee

Regulatory

This position may fall in-scope of one or multiple regimes/directives.

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