Senior Compliance Monitoring Lead, Investment Management

Company: Meraki Talent
Apply for the Senior Compliance Monitoring Lead, Investment Management
Location: London
Job Description:

A wealth management firm in Greater London seeks an experienced Compliance Monitor Manager to lead a team overseeing compliance monitoring functions. The ideal candidate will manage investment advice and discretionary portfolio management while ensuring regulatory alignment with FCA standards. Responsibilities include leading a team, conducting reviews, and reporting findings to senior leadership. Applicants should have a Level 4 Investment Advice Diploma and a strong background in compliance within wealth management.#J-18808-Ljbffr…

Posted: April 22nd, 2026