Front Office Quality & Compliance Consultant
Company: Raymond James UK
Location: London
Posted: April 22nd, 2026
A financial services company in Greater London is seeking a Business Assurance Consultant / Associate to strengthen first-line controls. The role includes conducting reviews to ensure compliance and suitability of financial advice. Candidates should have qualifications in CISI or CII and experience in Investment Management and Financial Planning. Strong organizational and communication skills are essential, alongside the ability to lead and mentor within a team.
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