Regulatory Compliance & Advice Quality Lead

Company: Ascot Lloyd
Apply for the Regulatory Compliance & Advice Quality Lead
Location: City of Westminster
Job Description:

A financial services firm in the City of Westminster is looking for a candidate to ensure adherence to FCA regulations and manage advice quality. The role involves maintaining compliance, supporting internal stakeholders, and assisting with departmental projects. Ideal candidates will have strong knowledge of the UK Financial Services Industry, experience with IFAs, and be qualified to Level 4. Proficiency in MS Office and familiarity with T&C Systems is desirable.#J-18808-Ljbffr…

Posted: April 23rd, 2026